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Archive for December, 2012

U.S. Supreme Court Reaffirms Arbitrators are Empowered to Determine Enforceability of Non-Compete Provisions

Sunday, December 2nd, 2012

by Scott C Matasar Nearly all registered representatives’ contracts with their broker/dealers require them to resolve disputes in arbitration—which are mandatorily arbitrable under FINRA Rules in any event.  And, many reps’ contracts also contain non-competition provisions of varying forms.  On November 26th, the U.S. Supreme Court issued a decision reaffirming that the arbitrators assigned to […]

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