• Home
  • FaceBook
  • Twitter
  • LinkedIn

GOINGINDIE BLOG

Archive for February, 2015

Spin Doctor: Managing Your U5 Process After an Involuntary Termination

Sunday, February 8th, 2015

Spin Doctor: Managing Your U5 Process After an Involuntary Termination
by Scott C Matasar, Esq

As a securities regulatory attorney, I regularly work with advisers who are in transition because they have been terminated or permitted to resign by their current firm.

Copyright © 2017 Theme By Botanical Slimming Terms & Conditions